Compliance

NARSSA's Credibility & Leadership in Social Security

• Rigorous Education: Curriculum meets QAS requirements and is recognized for CE in all states for CPAs by NASBA, for Enrolled Agents and PTIN holders by the IRS, for CFPs by the CFP Board, for the AIF/AIFA/PPC credentials by Broadridge Fi360, and for insurance CE by 46 state insurance licensing boards and Washington, DC. View state-specific insurance CE information and CPE credit approvals.
• FINRA Compliance:
  • Materials Reviewed by FINRA: RSSA materials and resources have been reviewed by FINRA to ensure they meet industry standards and provide accurate, reliable information for RIAs/Broker-Dealers.
  • RSSA Credential Included in the FINRA Professional Designations Database: The RSSA® credential is included in the FINRA Professional Designations Database. Note: FINRA does not approve or endorse any professional credential or designation.
  • FINRA Firm Element CE for Broker-Dealers under Firm Element CE Category: Senior Investors: Our training program for the RSSA® credential is approved for the FINRA Firm Element Continuing Education (CE) requirements, specifically tailored to the Firm Element CE Category: Senior Investors. This ensures that our training:
    • Addresses the Unique Needs of Senior Investors: Our CE programs focus on the specific financial needs and concerns of older clients, such as retirement income planning, healthcare costs, and estate planning.
    • Covers Regulatory & Compliance Issues: We provide comprehensive training on identifying and preventing elder financial abuse, understanding regulatory requirements, and complying with FINRA rules designed to protect senior investors.
    • Emphasizes Ethical Considerations & Best Practices: Our training reinforces ethical considerations and fiduciary responsibilities, ensuring that financial professionals act in the best interests of senior clients, promoting trust and integrity in financial advising.
    • Enhances Advisor Competency & Communication: We equip financial professionals with effective communication strategies and practical applications to better serve senior investors, ensuring clear, understandable advice and fostering strong advisor-client relationships.
  • By including the RSSA® credential and training in the FINRA Firm Element CE for Senior Investors, we demonstrate our dedication to providing top-tier education and compliance support for financial professionals working with senior clients. We also provide firms and organizations with on-site Social Security training and seminars to support their Firm Element initiatives. See details here.
• RSSA Designation Approvals: By obtaining the RSSA designation, advisors demonstrate their commitment to providing specialized Social Security literacy and wellness guidance. Advisors in the following firms have been approved to enroll in the RSSA Certificate Program: LPL Financial, Securities America, AE Wealth Management, World Financial Group, Edward Jones, H&R Block, Pacific Life, Prudential, Merrill Lynch, Ameriprise Financial, C2 Financial, and many others. View partner page.
• Commitment to Security & Accessibility: Actively engaged in SOC2 audit to meet high standards of security and reliability. As of June 1, 2024, RSSA is within 90 days of completion of the audit period, and will have our attestation shortly thereafter. RSSA Roadmap software is WCAG-compliant, ensuring accessibility for all users.
• Foundational Leadership: Founded in 2017 by Martha Shedden, CRPC and Michael Rosedale, CPA to fill a crucial gap in the market for comprehensive Social Security education and optimization.
• Growth & Impact: From an initial focus on CPAs and tax professionals, NARSSA has expanded to serve a broad array of professionals and institutions with Social Security education and proprietary RSSA Roadmap software, establishing itself as a leading Social Security software provider, thought leader, industry advocate and trusted brand nationally.
• Extensive Training Network: We have trained over 5,000 professional advisors nationally, including CPAs, CFPs, lawyers, securities professionals, RIA/broker-dealers, insurance agents, financial professionals, retirement specialists, and healthcare professionals. We are collaborating with professionals and enterprises across various industries, and our platform is being integrated into financial and advisory firms of all sizes to address this critical component of financial wellness. These organizations are leveraging the RSSA education and technology platform to provide exceptional Social Security optimization and wellness guidance to clients across the country.